DFX Intelligence
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Registered advisor
H••• D••••••••• G••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as H••• D••••••••• C••••••••• D••••• A•• G••••••••• D••••••••• G••••••••• D• G••••••••• D••••••••• G••••••••• G••••••
At current firm
4 y
since Dec 17, 2021
In the industry
24 y
since Dec 31, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Dec 17, 2021 · Charlotte, Nc
- M•• S••••••••• I••• unclassifiedAug 21, 2013 to May 6, 2014 · Paramus, Nj
- C•••• I••••••••• S••••••• C•••• formerMar 1, 2006 to Mar 16, 2009 · Irvington, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to V••••••• A•••••••• I•••left May 6, 2014, registered Dec 17, 2021 (2782 days) · Other
- C•••• I••••••••• S••••••• C•••• to M•• S••••••••• I•••left Mar 16, 2009, registered Aug 21, 2013 (1619 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address