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Registered advisor

R••••• J•••••• M••••••

C••••• I••••••••• A••••••• L••BD affiliatedMandan, Nddual registrantIAPD 4487950

Feed of 09/14/2026

Also filed as R••••• J•••••• M••••••••• M••••••

At current firm

3 y

since Aug 10, 2023

In the industry

18 y

since Apr 23, 2008 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 10, 2023 · Mandan, Nd

S••••••• F•••••••• S•••••••• I••• former
Jan 5, 2021 to Aug 10, 2023 · Mandan, Nd
S•••••• N••••••• • C••••••• I••••••••• national BD
Sep 11, 2009 to Sep 23, 2009 · Bismarck, Nd
U•• F•••••••• S••••••• I••• wirehouse
Apr 28, 2008 to Sep 11, 2009 · Bismarck, Nd

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
S•••••• N••••••• • C••••••• I••••••••• to S••••••• F•••••••• S•••••••• I•••
left Sep 23, 2009, registered Jan 5, 2021 (4122 days) · Affiliated broker-dealer or bank to another
U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Sep 11, 2009, registered Sep 11, 2009 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address