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Registered advisor

R•••••• J••• H•••••

P•••••••• S••••••••• I•••BD affiliatedWaukee, Ia dual registrantIAPD 4499545
Feed of 09/15/2026
Also filed as B•••• J• H••••••••• J••• H••••••
At current firm
22 y
since Aug 9, 2004
In the industry
24 y
since Mar 11, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • S••••• C•••••• M••••••••• I•• unclassified
    Oct 23, 2002 to Jun 24, 2004 · Menomonee Falls, Wi
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
24derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address