DFX Intelligence
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Registered advisor
D•••• M•••••• R••
Feed of 09/14/2026
At current firm
15 y
since Jan 27, 2011
In the industry
24 y
since Apr 18, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 27, 2011 · Commerce, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 3, 2008 to Dec 31, 2009 · Fort Worth, Tx
- V••• F•••••••• A•••••••• I••• BD affiliatedApr 10, 2006 to Sep 8, 2008 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 8, 2008, registered Sep 3, 2008 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address