DFX Intelligence
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Registered advisor
C•••• K•••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• E•••••••• K••••
At current firm
10 y
since Sep 21, 2016
In the industry
24 y
since Sep 12, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 21, 2016 · Virginia Beach, Va
- S••••••• I••••••••• S•••••••• I••• formerDec 13, 2005 to Aug 7, 2007 · Norfolk, Va
- W•••••• • R••• formerFeb 10, 2003 to Jun 21, 2004 · College Park, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Aug 7, 2007, registered Sep 21, 2016 (3333 days) · Other
- W•••••• • R••• to S••••••• I••••••••• S•••••••• I•••left Jun 21, 2004, registered Dec 13, 2005 (540 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address