DFX Intelligence
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Registered advisor
R••••• E••••• T•••••• J••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R••••• E••••• T••••••
At current firm
10 y
since Mar 10, 2016
In the industry
24 y
since May 2, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 10, 2016 · Glastonbury, Ct
- M•• F•••••••• S•••••••• I••• formerJul 14, 2008 to Mar 11, 2016 · Glastonbury, Ct
- A••••••••• F•••••••• S•••••••• L•• national BDMay 3, 2002 to Jul 8, 2008 · Holyoke, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Mar 11, 2016, registered Mar 10, 2016 (-1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Jul 8, 2008, registered Jul 14, 2008 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address