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Registered advisor
W•••••• K••• H••••••
Feed of 09/14/2026
Also filed as K••• H••••••••• K••• H••••••••• K• H••••••
At current firm
3 y
since Jun 23, 2023
In the industry
23 y
since Jul 21, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 23, 2023 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 2, 2013 to Jun 12, 2023 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedApr 8, 2011 to Jan 13, 2012 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Nov 20, 2009 · Boston, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 11, 2006 to Oct 23, 2009 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Jun 12, 2023, registered Jun 23, 2023 (11 days) · Wirehouse to affiliated broker-dealer or bank
- A••••• A•• P••••••• S••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 13, 2012, registered Aug 2, 2013 (567 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Nov 20, 2009, registered Apr 8, 2011 (504 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address