DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••• L• H•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R•• H••••••••• L•• H•••••••
At current firm
20 y
since Jun 26, 2006
In the industry
27 y
since Jun 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jun 26, 2006 · Rome, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedApr 28, 2003 to Dec 31, 2010 · Rome, Ga
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• P••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 31, 2010, registered Jun 26, 2006 (-1649 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address