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R••• J•••• H••••••••
As of · the IAPD feed; also filed as R••• H••••••••
- At current firm
- 16 y
- In the industry
- 24 y
- Prior registered firms
- 4
- Signals
- 0
since Jan 14, 2010
As of · the IAPD feed; also filed as R••• H••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 14, 2010 · Woodland Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseNov 19, 2008 to Jan 6, 2010 · Tampa, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 12, 2005 to Nov 18, 2008 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseAug 10, 2004 to Sep 29, 2005 · Tampa, Fl
- M••••• S•••••• D• I••• unclassifiedSep 18, 2003 to Apr 15, 2004 · Henderson, Nv
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••left Jan 6, 2010, registered Jan 14, 2010 (8 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Nov 18, 2008, registered Nov 19, 2008 (1 day) · Other
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Sep 29, 2005, registered Oct 12, 2005 (13 days) · Other
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Apr 15, 2004, registered Aug 10, 2004 (117 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address