DFX Intelligence
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Registered advisor
W•••••• R•••••• D•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R•••••• D••••••••• R•••••• D•••••• R•••••• D•••
At current firm
10 y
since Aug 31, 2016
In the industry
24 y
since Aug 6, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 31, 2016 · Lakeland, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 16, 2004 to Jun 11, 2007 · Lakeland, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 7, 2002 to Sep 10, 2004 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Jun 11, 2007, registered Aug 31, 2016 (3369 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 10, 2004, registered Aug 16, 2004 (-25 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address