DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• E••••• T•••••••
Feed of 09/14/2026
Also filed as D••••• E••••• T••••••••• E• T••••••••• T•••••••
At current firm
0 y
since Jul 20, 2026
In the industry
24 y
since Aug 15, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 20, 2026 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDJan 18, 2011 to Apr 1, 2026 · Minneapolis, Mn
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 10, 2010 to Jan 14, 2011 · Edina, Mn
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 14, 2011, registered Jan 18, 2011 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address