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Registered advisor

P••••••• A•• L••••

A••••• A•• P••••••• S•••••••BD affiliatedSt Louis, Mo IA-onlyIAPD 4538875
Feed of 09/15/2026
Also filed as P••••••• A•• F••••••••• L••••••••• A•• L••••••••• L••••
At current firm
1 y
since Jul 29, 2025
In the industry
27 y
since Jun 1, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • T•••••••• T•••• C••••••• F•• unclassified
    Oct 18, 1999 to Nov 3, 2006 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
27derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address