DFX Intelligence
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Registered advisor
K••••••• A•• T•••••
Feed of 09/14/2026
Also filed as K••••••• A•• T••••••••• A•• T••••••••• H••••••••• A• H••••••••• A• T••••••••• A•• H••••••••• A•• T•••••
At current firm
12 y
since Nov 8, 2013
In the industry
19 y
since Dec 21, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Nov 8, 2013 · Springboro, Oh
- M•• F•••••••• S•••••••• I••• formerFeb 13, 2009 to Apr 27, 2009 · Miamisburg, Oh
- U•• F•••••••• S••••••• I••• wirehouseJan 3, 2007 to Aug 21, 2007 · Centerville, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to E••••• J••••left Apr 27, 2009, registered Nov 8, 2013 (1656 days) · Other
- U•• F•••••••• S••••••• I••• to M•• F•••••••• S•••••••• I•••left Aug 21, 2007, registered Feb 13, 2009 (542 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address