DFX Intelligence
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Registered advisor
J••••• D••••• J••••••
Feed of 09/14/2026
Also filed as J••• J••••••••• J••••••••• D••••• J••••••••• D• J••••••
At current firm
0 y
since Jul 28, 2026
In the industry
23 y
since Nov 11, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jul 28, 2026 · Scottsdale, Az
- E•••••••• A•••••••• L•• national BDOct 6, 2009 to Jun 14, 2010 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••left Jun 14, 2010, registered Jul 28, 2026 (5888 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address