DFX Intelligence
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A••••• M• B••••••••
As of · the IAPD feed; also filed as A••••• B••••••••• B••••••••
- At current firm
- 12 y
- In the industry
- 24 y
- Prior registered firms
- 0
- Signals
- 0
since Mar 3, 2014
As of · the IAPD feed; also filed as A••••• B••••••••• B••••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 3, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address