DFX Intelligence
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Registered advisor
M••• E••••• H•••
Feed of 09/14/2026
At current firm
14 y
since Jul 2, 2012
In the industry
23 y
since Oct 1, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 2, 2012 · Kansas City, Mo
- W•••• F•••• A••••••• wirehouseAug 17, 2005 to Jul 18, 2012 · Mission Woods, Ks
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 18, 2012, registered Jul 2, 2012 (-16 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address