DFX Intelligence
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Registered advisor
B•••••• D• B••••
Feed of 09/14/2026
At current firm
12 y
since Jan 24, 2014
In the industry
22 y
since Sep 10, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 24, 2014 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 22, 2014 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 30, 2005 to Jun 1, 2009 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedOct 8, 2004 to Aug 18, 2005 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jan 22, 2014, registered Jan 24, 2014 (2 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Aug 18, 2005, registered Aug 30, 2005 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address