DFX Intelligence
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Registered advisor
M•••••• L•• B••••
Feed of 09/14/2026
Also filed as M•••••• L•• G••••••••• L•• J••••••••• L•• J••••••••
At current firm
15 y
since Jan 3, 2011
In the industry
24 y
since Sep 9, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 3, 2011 · Fort Worth, Tx
- W•••• F•••• I••••••••• L•• unclassifiedMay 23, 2006 to Jan 3, 2011 · Reno, Nv
- W•••• F•••• I••••••••• L•• unclassifiedSep 10, 2002 to Apr 25, 2006 · Reno, Nv
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address