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Registered advisor

S•••••• T••••• M•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseFort Lauderdale, Fl dual registrantIAPD 4585198
Feed of 09/15/2026
Also filed as S•••••• T••••• Y••••
At current firm
16 y
since Oct 23, 2009
In the industry
23 y
since Sep 15, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
    Sep 9, 2008 to Oct 23, 2009 · Pembroke Pines, Fl
  • C••••••••• I••••••••• S•••••••• I••• unclassified
    Feb 5, 2008 to Sep 8, 2008 · Weston, Fl
  • V•••• F•••••••• A•••••••• I••• BD affiliated
    Sep 23, 2003 to Oct 30, 2006 · Pompano Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
23derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address