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RIA Intelligence

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Registered advisor

A•••• R• P•••••

C••••• I••••••••• A••••••• L••BD affiliatedTampa, Fldual registrantIAPD 4586034

Feed of 09/14/2026

Also filed as A•••• R•• P••••••••• R•• P•••••

At current firm

3 y

since Jun 15, 2023

In the industry

23 y

since Nov 14, 2002 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 15, 2023 · Tampa, Fl

M••••• S•••••• wirehouse
Oct 14, 2021 to Mar 9, 2022 · Tampa, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 5, 2021 to Sep 27, 2021 · Tampa, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 26, 2017 to Mar 9, 2020 · Bradenton, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to C••••• I••••••••• A••••••• L••
left Mar 9, 2022, registered Jun 15, 2023 (463 days) · Wirehouse to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to M••••• S••••••
left Sep 27, 2021, registered Oct 14, 2021 (17 days) · Affiliated broker-dealer or bank to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••
left Mar 9, 2020, registered Jan 5, 2021 (302 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Mar 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address