DFX Intelligence
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Registered advisor
T••••• L••• B•••••
Feed of 09/15/2026
Also filed as T••••• L••• S••••••••• L••• H••••••••• L••• P••••••••• L••• T•••••••••
At current firm
16 y
since Nov 9, 2009
In the industry
23 y
since Dec 9, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 9, 2009 · Tampa, Fl
- E••••• J•••• national BDFeb 13, 2007 to Apr 2, 2008 · Douglasville, Ga
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Apr 2, 2008, registered Nov 9, 2009 (586 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address