DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• T•••• W•••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as J• W••••••••• T•••• W••••••••• W••••••••• T• W•••••••••
At current firm
9 y
since Oct 24, 2016
In the industry
23 y
since Dec 27, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 24, 2016 · Highland, Ut
- P••• A••••• S••••••••• L•• BD affiliatedAug 12, 2015 to Sep 28, 2016 · Magnolia, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJan 2, 2003 to Jun 30, 2015 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Sep 28, 2016, registered Oct 24, 2016 (26 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Jun 30, 2015, registered Aug 12, 2015 (43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address