DFX Intelligence
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Feed of 09/14/2026
At current firm
5 y
since Aug 12, 2021
In the industry
22 y
since Oct 30, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 12, 2021 · Troy, Mi
- U•• F•••••••• S••••••• I••• wirehouseMay 2, 2016 to Aug 5, 2021 · Troy, Mi
- M••••• S•••••• wirehouseOct 18, 2011 to May 10, 2016 · Troy, Mi
- M••••• S•••••• D• I••• unclassifiedOct 30, 2003 to Mar 2, 2005 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Aug 5, 2021, registered Aug 12, 2021 (7 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left May 10, 2016, registered May 2, 2016 (-8 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M••••• S••••••left Mar 2, 2005, registered Oct 18, 2011 (2421 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address