DFX Intelligence
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Registered advisor
E••••• J••• Z•••••
Feed of 09/14/2026
Also filed as E••••• J••• Z••••••••• J••• Z•••••••• Z•••••
At current firm
5 y
since Sep 22, 2021
In the industry
23 y
since Jan 6, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 22, 2021 · Omaha, Ne
- R•••••• J•••• • A••••••••• I••• national BDSep 12, 2014 to Aug 17, 2021 · Omaha, Ne
- R•• C•••••• M••••••• L•• national BDAug 4, 2014 to Sep 25, 2014 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 27, 2007 to Aug 4, 2014 · Bellevue, Ne
- T• A••••••••• I••• formerJul 27, 2007 to Aug 4, 2014 · Omaha, Ne
- U•• F•••••••• S••••••• I••• wirehouseJan 6, 2003 to Mar 11, 2004 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Aug 17, 2021, registered Sep 22, 2021 (36 days) · Affiliated broker-dealer or bank to another
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Sep 25, 2014, registered Sep 12, 2014 (-13 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 4, 2014, registered Jul 27, 2007 (-2565 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 4, 2014, registered Jul 27, 2007 (-2565 days) · Other
- U•• F•••••••• S••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 11, 2004, registered Jul 27, 2007 (1233 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address