DFX Intelligence
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Registered advisor
B•••••• D••••• S•••••
Feed of 09/15/2026
At current firm
15 y
since Aug 3, 2011
In the industry
23 y
since Mar 27, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Aug 3, 2011 · Truckee, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 10, 2005 to Aug 11, 2011 · Columbus, Oh
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedJan 8, 2004 to May 16, 2005 · Wayne, Pa
- M••••• S•••••• D• I••• unclassifiedApr 3, 2003 to Dec 4, 2003 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Aug 11, 2011, registered Aug 3, 2011 (-8 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to V•••• F•••••••• A•••••••• I•••left May 16, 2005, registered Jun 10, 2005 (25 days) · Other
- M••••• S•••••• D• I••• to M•••••• I••••••••• F••• S••••••• L••left Dec 4, 2003, registered Jan 8, 2004 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address