DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C•••••••• R•••••• G•••
Feed of 09/14/2026
Also filed as C•••••••• G••••••••• G•••
At current firm
15 y
since Dec 16, 2010
In the industry
23 y
since Feb 17, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 16, 2010 · Edmond, Ok
- R•••••• J•••• • A••••••••• I••• national BDJul 11, 2008 to Dec 21, 2010 · Oklahoma City, Ok
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 4, 2008 · Oklahoma City, Ok
- A• G• E•••••• • S•••• I••• unclassifiedFeb 18, 2003 to Jan 1, 2008 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Dec 21, 2010, registered Dec 16, 2010 (-5 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Aug 4, 2008, registered Jul 11, 2008 (-24 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address