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Registered advisor
K••• W••• H•••••••••
Feed of 09/15/2026
At current firm
3 y
since Jun 29, 2023
In the industry
18 y
since Dec 27, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · El Segundo, Ca
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 4, 2014 to Jun 9, 2021 · Omaha, Ne
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 16, 2012 to Feb 13, 2014 · Fairfield, Ia
- S••••••••• A•••••• A•••••••• I••• formerAug 13, 2010 to May 4, 2012 · Lavista, Ne
- Q•• F•••••••• L•• unclassifiedSep 26, 2008 to May 25, 2010 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••left Feb 13, 2014, registered Mar 4, 2014 (19 days) · Other
- S••••••••• A•••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 4, 2012, registered Oct 16, 2012 (165 days) · Other
- Q•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left May 25, 2010, registered Aug 13, 2010 (80 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address