DFX Intelligence
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Feed of 09/14/2026
Also filed as P••• E• D••••••
At current firm
12 y
since Nov 11, 2013
In the industry
23 y
since Feb 27, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 11, 2013 · Indianapolis, In
- R•••••• J•••• • A••••••••• I••• national BDSep 13, 2007 to Nov 25, 2013 · Carmel, In
- A• G• E•••••• • S•••• I••• unclassifiedMar 2, 2004 to Sep 11, 2007 · Indianapolis, In
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 3, 2003 to Feb 19, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Nov 25, 2013, registered Nov 11, 2013 (-14 days) · Affiliated broker-dealer or bank to wirehouse
- A• G• E•••••• • S•••• I••• to R•••••• J•••• • A••••••••• I•••left Sep 11, 2007, registered Sep 13, 2007 (2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• G• E•••••• • S•••• I•••left Feb 19, 2004, registered Mar 2, 2004 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address