DFX Intelligence
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Registered advisor
J•••• A• S••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
10 y
since Apr 19, 2016
In the industry
23 y
since May 27, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 19, 2016 · Hingham, Ma
- P••• A••••• S••••••••• L•• BD affiliatedJun 10, 2003 to Jan 30, 2007 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to K••••• A••••••• S•••••••• L••left Jan 30, 2007, registered Apr 19, 2016 (3367 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address