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Registered advisor
C•••••••• L••••••• C•••• M•••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as C•••••••• L••••••• O••••••••• L••••••• C••••••••• L••••••• M•••••••
At current firm
11 y
since Jan 6, 2015
In the industry
23 y
since Mar 3, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Jan 6, 2015 · Honolulu, Hi
- E•••••••• A•••••••• L•• national BDMar 6, 2003 to Oct 20, 2004 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to E•••• S••••••••• L••left Oct 20, 2004, registered Jan 6, 2015 (3730 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address