DFX Intelligence
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Registered advisor
J••• W•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J••• P•••••
At current firm
8 y
since May 30, 2018
In the industry
23 y
since Feb 20, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 30, 2018 · Montclair, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jun 20, 2018 · Montclair, Nj
- M•• F•••••••• S•••••••• I••• formerDec 15, 2005 to Mar 25, 2017 · Freehold, Nj
- E•••••••• A•••••••• L•• national BDFeb 20, 2004 to Dec 6, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 20, 2018, registered May 30, 2018 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 6, 2005, registered Dec 15, 2005 (9 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address