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Registered advisor
M•••••• E••••• S•••••
Feed of 09/14/2026
Also filed as M•••••• S••••••••• S•••••
At current firm
17 y
since Mar 26, 2009
In the industry
23 y
since Feb 27, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Mar 26, 2009 · Honolulu, Hi
- F•••••••• L••••••••• A•••••••• I••• unclassifiedSep 21, 2007 to Feb 11, 2009 · Alpharetta, Ga
- U•• F•••••••• S••••••• I••• wirehouseMar 3, 2003 to May 10, 2004 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• L••••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Feb 11, 2009, registered Mar 26, 2009 (43 days) · Other
- U•• F•••••••• S••••••• I••• to F•••••••• L••••••••• A•••••••• I•••left May 10, 2004, registered Sep 21, 2007 (1229 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address