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Registered advisor
D••••• R•• H••••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseHendersonville, Ncdual registrantIAPD 4622609
Feed of 09/14/2026
Also filed as D•• H••••••••
At current firm
3 y
since Dec 6, 2022
In the industry
23 y
since Mar 14, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 6, 2022 · Hendersonville, Nc
- W•••• F•••• A••••••• wirehouseNov 4, 2015 to Dec 16, 2022 · Greenville, Sc
- U•• F•••••••• S••••••• I••• wirehouseNov 16, 2011 to Nov 13, 2015 · Asheville, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 3, 2005 to Nov 18, 2011 · Hendersonville, Nc
- A• G• E•••••• • S•••• I••• unclassifiedFeb 17, 2005 to Jun 10, 2005 · Hendersonville, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 16, 2022, registered Dec 6, 2022 (-10 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 13, 2015, registered Nov 4, 2015 (-9 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Nov 18, 2011, registered Nov 16, 2011 (-2 days) · Wirehouse to wirehouse
- A• G• E•••••• • S•••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 10, 2005, registered Jun 3, 2005 (-7 days) · Other
Signals
- ••• LockedDec 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address