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C•••••• M• J••••
As of · the IAPD feed; also filed as C•••••• M•••••• J••••••••• M•••••• J•••••••••
- At current firm
- 4 y
- In the industry
- 11 y
- Prior registered firms
- 3
- Signals
- 0
since Jan 26, 2022
As of · the IAPD feed; also filed as C•••••• M•••••• J••••••••• M•••••• J•••••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 26, 2022 · Bridgewater, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 4, 2018 to Sep 7, 2023 · Massapequa Park, Ny
- T• A••••••••• I••• formerSep 4, 2018 to Oct 14, 2022 · Massapequa Park, Ny
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 14, 2017 to May 1, 2018 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Sep 4, 2018 (-1501 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T• A••••••••• I•••left May 1, 2018, registered Sep 4, 2018 (126 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address