DFX Intelligence
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Registered advisor
N••••••• P•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
18 y
since May 28, 2008
In the industry
23 y
since Aug 4, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince May 28, 2008 · Newton, Pa
- I••••••••• P••••••• A•••••••• L•• unclassifiedNov 7, 2008 to Dec 31, 2011 · Fairfield, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 8, 2006 to May 6, 2008 · Freehold, Nj
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••• A•••••••• L•• to no registered destinationleft Dec 31, 2011 · Departure, no registered destination
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left May 6, 2008, registered May 28, 2008 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address