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Feed of 09/14/2026
Also filed as N••••••••• V••••• F••••••
At current firm
6 y
since Aug 10, 2020
In the industry
23 y
since Apr 4, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 10, 2020 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 24, 2012 to Aug 10, 2020 · New York, Ny
- M••••• S•••••• wirehouseAug 19, 2010 to Dec 21, 2011 · Bedminster, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 17, 2007 to Jul 6, 2010 · Iselin, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 9, 2006 to Oct 24, 2006 · Fort Lee, Nj
- M••••• S•••••• D• I••• unclassifiedSep 23, 2004 to Feb 1, 2006 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 10, 2020, registered Aug 10, 2020 (0 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 21, 2011, registered Jan 24, 2012 (34 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jul 6, 2010, registered Aug 19, 2010 (44 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 1, 2006, registered Feb 9, 2006 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address