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Registered advisor
C••••••••• E••• H•••••
Feed of 09/14/2026
Also filed as C••••••••• H••••••••• H•••••
At current firm
7 y
since Apr 4, 2019
In the industry
22 y
since Mar 12, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 4, 2019 · Wood River, Il
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 30, 2013 to Mar 29, 2019 · Belthalto, Il
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Apr 29, 2013 · O'Fallon, Il
- M••••• K••••• • C••••••• L•• formerJul 28, 2004 to Feb 13, 2013 · St. Louis, Mo
- U•••• P••••••• I••••••••• A•••••••• I••• unclassifiedMar 15, 2004 to Aug 5, 2004 · East Alton, Il
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 29, 2019, registered Apr 4, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 29, 2013, registered Apr 30, 2013 (1 day) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- U•••• P••••••• I••••••••• A•••••••• I••• to M••••• K••••• • C••••••• L••left Aug 5, 2004, registered Jul 28, 2004 (-8 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address