DFX Intelligence
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Registered advisor
D••••• A•••••••• A•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••• A•••••••• A••••••• •••••• A• A•••••••
At current firm
15 y
since Apr 12, 2011
In the industry
23 y
since Aug 2, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 12, 2011 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedMay 28, 2008 to Aug 26, 2008 · Needham, Ma
- L•• F•••••••• L•• BD affiliatedFeb 28, 2007 to Dec 14, 2007 · Needham, Ma
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 30, 2006 to Dec 4, 2006 · Boston, Ma
- M••••• S•••••• D• I••• unclassifiedFeb 16, 2005 to Dec 13, 2005 · Manchester, Nh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M••••• S••••••left Aug 26, 2008, registered Apr 12, 2011 (959 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 4, 2006, registered Feb 28, 2007 (86 days) · Other
- M••••• S•••••• D• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Dec 13, 2005, registered May 30, 2006 (168 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address