DFX Intelligence
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Registered advisor
C•••• E•••••• V••••••
Feed of 09/15/2026
Also filed as C•••• E•••••• V••••••••• B••••• V••••••
At current firm
6 y
since Dec 12, 2019
In the industry
23 y
since May 29, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Dec 12, 2019 · El Paso, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Dec 23, 2019 · Houston, Tx
- U•• I••••••••• I••• unclassifiedDec 2, 2008 to Jan 1, 2010 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Dec 23, 2019, registered Dec 12, 2019 (-11 days) · Wirehouse to wirehouse · moved with a team
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address