DFX Intelligence
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Registered advisor
R••••••• A•••••••• A••••
Feed of 09/14/2026
Also filed as R•• A•••••••• A•••••••• A••••••••• A••••
At current firm
16 y
since Sep 9, 2010
In the industry
22 y
since Oct 24, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 9, 2010 · Short Hills, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDNov 5, 2003 to Jan 2, 2004 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jan 2, 2004, registered Sep 9, 2010 (2442 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address