DFX Intelligence
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Registered advisor
T••• C••••••• P••••••••
Feed of 09/14/2026
Also filed as T••• C••••••• P••••••••• C••••••• P••••••••• C••••••• B•••••••
At current firm
18 y
since Mar 26, 2008
In the industry
23 y
since Jul 23, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 26, 2008 · Mount Laurel, Nj
- E•••••••• A•••••••• L•• national BDJul 24, 2003 to Jan 11, 2007 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Jan 11, 2007, registered Mar 26, 2008 (440 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address