DFX Intelligence
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Registered advisor
J••••••• P•••••• M••••
Feed of 09/14/2026
At current firm
5 y
since May 25, 2021
In the industry
23 y
since Aug 7, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · Amherst, Ny
- C•••••• S••••• • C••• I••• national BDOct 2, 2009 to Nov 12, 2010 · Albany, Ny
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 13, 2009 to Feb 18, 2009 · East Greenbush, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Nov 12, 2010, registered May 25, 2021 (3847 days) · Affiliated broker-dealer or bank to another
- U•••• F•••••••• S••••••• G••••• I••• to C•••••• S••••• • C••• I•••left Feb 18, 2009, registered Oct 2, 2009 (226 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address