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Registered advisor
J••••• L••••••• T••••••
Feed of 09/15/2026
Also filed as J••••• L••••••• T•••••••••
At current firm
21 y
since Apr 12, 2005
In the industry
23 y
since Aug 15, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Apr 12, 2005 · Des Moines, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDAug 19, 2003 to May 17, 2004 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left May 17, 2004, registered Apr 12, 2005 (330 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address