DFX Intelligence
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Feed of 09/14/2026
Also filed as M••• K••••••• C••••••••• K••••••• C••••••••• K• G••••••••• K••••••• G••••••
At current firm
2 y
since Jul 16, 2024
In the industry
22 y
since Oct 15, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 16, 2024 · Purchase, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 8, 2021 to Jan 28, 2022 · Scarsdale, Ny
- C•••• I••••••••• S••••••• C•••• formerJan 26, 2010 to Jun 7, 2010 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDOct 15, 2003 to Jun 25, 2005 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Jan 28, 2022, registered Jul 16, 2024 (900 days) · Affiliated broker-dealer or bank to wirehouse
- C•••• I••••••••• S••••••• C•••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 7, 2010, registered Jul 8, 2021 (4049 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jun 25, 2005, registered Jan 26, 2010 (1676 days) · Other
Signals
- ••• LockedJan 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address