DFX Intelligence
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C••••••• E•••••••• W•••
Certified Financial Planner · Chartered Financial Analyst
As of · the IAPD feed; also filed as C••••••• W•••
- At current firm
- 1 y
- In the industry
- 23 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 1, 2025
As of · the IAPD feed; also filed as C••••••• W•••
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 1, 2025 · San Rafael, Ca
- T•••••••• T•••• C••••••• F•• unclassifiedMay 19, 2003 to Nov 3, 2006 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- T•••••••• T•••• C••••••• F•• to A••••• A•• P••••••• S•••••••left Nov 3, 2006, registered Aug 1, 2025 (6846 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address