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Registered advisor
R••••• I•••
Feed of 09/15/2026
Also filed as R••••• L••• I••••••••• L• I••••••••• L• I•••
At current firm
4 y
since Dec 3, 2021
In the industry
23 y
since Aug 14, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 3, 2021 · Cincinnati, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 9, 2015 to Dec 7, 2021 · Cincinnati, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 22, 2015 · Cincinnati, Oh
- C•••• I••••••••• S••••••• C•••• formerNov 12, 2008 to Oct 1, 2012 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• A••••••• S•••••••• L••left Dec 7, 2021, registered Dec 3, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 22, 2015, registered Oct 9, 2015 (-13 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address