DFX Intelligence
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Registered advisor
K•••• G••• M••••
Feed of 09/14/2026
At current firm
1 y
since May 16, 2025
In the industry
13 y
since Dec 17, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2025 · Orlando, Fl
- C••• F•••••••• S•••••••• L••• formerJul 7, 2014 to May 15, 2025 · Orlando, Fl
- P••• A••••• S••••••••• L•• BD affiliatedJan 29, 2013 to Jun 20, 2014 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 16, 2025 (1 day) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••left Jun 20, 2014, registered Jul 7, 2014 (17 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address