DFX Intelligence
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Registered advisor
D•••••• E••••• C•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as D•••••• C••••••••• E• C•••••••
At current firm
20 y
since Jan 4, 2006
In the industry
22 y
since Dec 23, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 4, 2006 · Lone Tree, Co
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJun 28, 2005 to Dec 6, 2005 · Lonetree, Co
Moves
a registration end followed by a registration begin elsewhere
- T••••••• I••••••••• M••••••••• I••• to C•••••• S••••• • C••• I•••left Dec 6, 2005, registered Jan 4, 2006 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address