DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Thrivent Investment Management Inc.
Latest filing Aug 10, 2026
First filing on the tape Mar 29, 2012 · 121 filings
SEC status approved since May 18, 1987
RAUM
$21B
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
98%
$20B individuals and HNW
Advisors
3,159
registered through the firm on IAPD
RAUM per advisor
$6.6M
derived; firm RAUM over IAPD count
Employees
3,901
2,963 advisory (5.B.1)
Offices
1,226
beyond the principal office
Private funds
0
reported on Schedule D
History
121 filings and snapshots on the tape
RAUM$21B as of Aug 10, 2026
Mar 29, 2012$4.8B then
HNW client RAUM$11B as of Aug 10, 2026
Mar 19, 2018$3.2B then
State-registered IARs (5.B.3)3,097 as of Aug 10, 2026
Apr 1, 20131,735 then
Employees (5.A)3,901 as of Aug 10, 2026
Apr 1, 20133,588 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 2,561 to 3,097offices 1,169 to 1,226
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $6.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $644,243derivedHNW RAUM over HNW clients
- Average account
- $381,078derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.6derived1,227 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +62%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 18,000reportedItem 5.H
- Wrap fee program
- $21BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$11B55%
- Individuals$8.9B43%
- Corporations and businesses$374M1.8%
- Pension and profit-sharing plans$6.3M0.0%
- Individual clients
- 106,954reported
- HNW clients
- 17,692reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 54,503reported
- Financial planning clients
- 18,000reported
- Wrap fee programs
- $11B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=3901.0derived
Advisors registered through the firm
3,163 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Christopher Wayne Howard | Appleton, Wi | Dec 13, 1999 | 29 y | 0 |
| Kristin Leigh Schumacher | Appleton, Wi | Jan 2, 2001 | 27 y | 0 |
| Heather Jo Thenell | Appleton, Wi | Feb 21, 2001 | 26 y | 0 |
| Janelle Joan FuhrmannCertified Financial Planner, Chartered Financial Consultant | Appleton, Wi | Mar 5, 2001 | 39 y | 0 |
| Eric Erwin Eickhoff | Sheboygan, Wi | Aug 9, 2001 | 34 y | 0 |
| Terry James Niedfeldt | Stoughton, Wi | Aug 21, 2001 | 39 y | 0 |
| Timothy John Mittelstadt | Wautoma, Wi | Dec 19, 2001 | 35 y | 0 |
| Alan Keith Hyatt | Lexington, Sc | Jun 7, 2002 | 34 y | 0 |
| Keith William Dreger | Kenosha, Wi | Jul 1, 2002 | 42 y | 0 |
| Scott Darrell Barth | Madison, Wi | Jul 1, 2002 | 35 y | 0 |
| Charlotte James GhazarianChartered Financial Consultant | Glendale, Wi | Jul 1, 2002 | 36 y | 0 |
| John Waldo DeneckeChartered Financial Consultant | Milwaukee, Wi | Jul 1, 2002 | 36 y | 0 |
| Darcy Michael Brown | Menomonie, Wi | Jul 1, 2002 | 38 y | 0 |
| Todd Arthur Trautmann | Holmen, Wi | Jul 1, 2002 | 27 y | 0 |
| Joan Irene Bartz | Glenwood City, Wi | Jul 1, 2002 | 33 y | 0 |
| Lane Earl Albrecht | Oconomowoc, Wi | Jul 1, 2002 | 35 y | 0 |
| Chad Michael ThomleyCertified Financial Planner | Madison, Wi | Jul 1, 2002 | 34 y | 0 |
| Duane Edward Ohland | Beaver Dam, Wi | Jul 10, 2002 | 39 y | 0 |
| Paul Napolitan Hoyem | Downers Grove, Il | Aug 5, 2002 | 25 y | 1 |
| Clark Alan Krueger | Munds Park, Az | Aug 5, 2002 | 35 y | 1 |
| Keith Adam HarveyCertified Financial Planner | Tampa, Fl | Aug 5, 2002 | 31 y | 1 |
| Brian Karl Anderson | Hayward, Wi | Aug 5, 2002 | 35 y | 1 |
| Anthony William Valazza | Arcadia, Ca | Aug 5, 2002 | 24 y | 1 |
| Charles Allen Beatty | Gastonia, Nc | Aug 5, 2002 | 40 y | 1 |
| Sherith Lundring Squires | Thousand Oaks, Ca | Aug 5, 2002 | 35 y | 1 |
| Boyd Marion HoughChartered Financial Consultant | Salisbury, Nc | Aug 5, 2002 | 44 y | 1 |
| Roger Roy RachulCertified Financial Planner, Chartered Financial Consultant | New Albany, Oh | Aug 8, 2002 | 40 y | 0 |
| Donald Gene Knoernschild | Little Rock, Ar | Aug 8, 2002 | 39 y | 0 |
| Erik Karsten Lundring | Thousand Oaks, Ca | Aug 12, 2002 | 34 y | 0 |
| Harold Edward DurbinCertified Financial Planner, Chartered Financial Consultant | Huntington Beach, Ca | Aug 12, 2002 | 29 y | 0 |
| William Barclay BohmerCertified Financial Planner | Great Falls, Mt | Aug 12, 2002 | 31 y | 0 |
| Todd Owen Sander | Columbus, Ne | Aug 12, 2002 | 33 y | 0 |
| Peter James Fannin | Clintonville, Wi | Aug 16, 2002 | 24 y | 0 |
| Terry Lee Halvorson | Charlotte, Nc | Aug 19, 2002 | 29 y | 0 |
| Eric Tim Grasse | Oostburg, Wi | Oct 7, 2002 | 24 y | 0 |
| Jesse Alan Kvitek | New Richmond, Wi | Oct 17, 2002 | 24 y | 0 |
| Stanley Reinhold Kottke | Woodstock, Il | Oct 21, 2002 | 35 y | 0 |
| Kent Scott Larson | Las Vegas, Nv | Dec 2, 2002 | 30 y | 0 |
| Joel Scott Hermann | Delavan, Wi | Feb 10, 2003 | 27 y | 0 |
| Scott Jon LyftogtChartered Financial Consultant | Spirit Lake, Ia | Mar 11, 2003 | 39 y | 0 |
Advisor movement
126 left, 100 joined in 12 months
net -26 in 12 months15 left in 90 days33 joined in 90 daysdeparture rate 4.0% of current headcount460 left over 36 months
Left, latest
- Jason Jose Valdez to Esi Financial AdvisorsAug 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nathan Craig Schipper to RBC Capital Markets, LLCAug 26, 2026 · Affiliated broker-dealer or bank to another
- David Anderson to Pnc Wealth ManagementAug 20, 2026 · Affiliated broker-dealer or bank to another
- Maxwell Shambaugh Balbin to Pacific Excel Wealth Advisors, Inc.Aug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gayatri Arumugam to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 17, 2026 · Affiliated broker-dealer or bank to wirehouse
- Katherine Elizabeth Maher to Ameriprise Financial Services, LLCAug 10, 2026 · Affiliated broker-dealer or bank to another
- Chad Karhoff to Empower Advisory Group, LLCJul 27, 2026 · Affiliated broker-dealer or bank to another
- Garrett Webster to Forge FinancialJul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Anthony Scott Braglio to LPL Enterprise, LLCJul 21, 2026 · Affiliated broker-dealer or bank to another
- Emily Jo Farrell to Edward JonesJul 14, 2026 · Affiliated broker-dealer or bank to another
- Delana Raquel Romenesko to Hornor, Townsend & Kent, LLCJul 13, 2026 · Affiliated broker-dealer or bank to independent RIA
- Holly Murray to Cetera Investment Advisers LLCJul 10, 2026 · Affiliated broker-dealer or bank to another
- Ryan Gerardy to Van Diest CapitalJul 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Turner Edward Wilson to Raymond James Financial Services Advisors, IncJul 8, 2026 · Affiliated broker-dealer or bank to another
- Donald James to W&S Brokerage Services, Inc.Jul 2, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Hannah Kim Thieneman from Stirlingshire InvestmentsSep 16, 2026 · RIA to affiliated broker-dealer or bank
- Riley R Lamb from Edward JonesSep 11, 2026 · Affiliated broker-dealer or bank to another
- Brent Alan Benedict from Ameriprise Financial Services, LLCSep 11, 2026 · Affiliated broker-dealer or bank to another
- Beverly M Howdeshell from Edward JonesSep 11, 2026 · Affiliated broker-dealer or bank to another
- Hubert Korge Twum-Barima from LPL Enterprise, LLCSep 11, 2026 · Affiliated broker-dealer or bank to another
- Zachary J Soper from Northwestern Mutual Investment Services,LLCSep 10, 2026 · Other
- Teigen D'Eston-Schlegel Fraker from Raymond James Financial Services Advisors, IncSep 8, 2026 · Affiliated broker-dealer or bank to another
- Sebastian M Jones from First Command Advisory ServicesSep 8, 2026 · Affiliated broker-dealer or bank to another
- John Sutton from Fifth Third Securities, Inc.Sep 4, 2026 · Affiliated broker-dealer or bank to another
- Jordan Jane Hall from Ameriprise Financial Services, LLCSep 3, 2026 · Affiliated broker-dealer or bank to another
- Ethan W Rempel from Cambridge Investment Research Advisors, Inc.Aug 27, 2026 · Affiliated broker-dealer or bank to another
- Nicholas Grecco from Edward JonesAug 19, 2026 · Affiliated broker-dealer or bank to another
- Roberto Devilla from LPL Enterprise, LLCAug 14, 2026 · Affiliated broker-dealer or bank to another
- Sheila Dempski from Raymond James Financial Services Advisors, IncAug 13, 2026 · Affiliated broker-dealer or bank to another
- John M Thorson from Nicolet Wealth ManagementAug 13, 2026 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Newedge AdvisorsApr 27, 2026 · Valparaiso, In
- 2 left for Northwestern Mutual Investment Services,LLCApr 22, 2026 · Fishers, In
- 2 left for Ameriprise Financial Services, LLCMar 2, 2026 · Elk River, Mn
- 4 left for Raymond James Financial Services Advisors, IncMay 23, 2025 · Pulaski, Wi
- 4 left for Strategic Wealth GroupMay 2, 2025 · Lino Lakes, Mn
- 3 left for MML Investors Services, LLCJan 28, 2025 · Russellville, Ar
- 4 left for Blue Jean Financial LLCJul 30, 2024 · Marstons Mills, Ma
- 2 left for Blue Jean Financial LLCJul 30, 2024 · Warnerville, Ny
- 4 joined from Strategic Advisers LLCApr 4, 2025 · Boston, Ma
- 2 joined from Charles Schwab & Co., Inc.Apr 12, 2024 · Atlanta, Ga
- 2 joined from LPL Financial LLCMar 26, 2024 · Columbus, In
- 2 joined from Ameriprise Financial Services, LLCJun 15, 2021 · Minneapolis, Mn
- 2 joined from Edward JonesOct 8, 2018 · St Louis, Mo
- 2 joined from Scottrade Investment ManagementMar 7, 2018 · Saint Louis, Mo
- 2 joined from Ameriprise Financial Services, LLCJul 26, 2017 · Eden Prairie, Mn
- 2 joined from Ameriprise Financial Services, LLCFeb 23, 2017 · Minneapolis, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas John Birr · Vice Presidentcontrolsince 03/2018 · owns less than 5%
- Caleb Anthony Bousu · Directorcontrolsince 02/2024 · owns less than 5%
- Nicholas M Cecere · Directorcontrolsince 10/2022 · owns less than 5%
- Tonia Nicole James Gilchrist · Chief Legal Officer & Secretarycontrolsince 02/2020 · owns less than 5%
- Andrea Corin Golis · Chief Compliance Officercontrolsince 02/2008 · owns less than 5%
- Arika Viktoria Johnson · Directorcontrolsince 06/2025 · owns less than 5%
- Paul Roberts Johnston · Directorcontrolsince 01/2024 · owns less than 5%
- David Jacob Kloster · Presidentcontrolsince 07/2020 · owns less than 5%
- Andrew Dylan Norgard · Treasurercontrolsince 02/2024 · owns less than 5%
- Brandon M Ohara · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
- Christopher John Osborne · Head Of Enterprise Supervisioncontrolsince 09/2014 · owns less than 5%
Entity owners
- Thrivent Financial Holdings, Inc. · Ownerdirect · owns 75% or more
- Thrivent Financial For Lutherans · Shareholderindirect · owns 75% or more of Thrivent Financial Holdings, Inc.
Related persons
Schedule D 7.A
- Newman Financial Services LLCreal estaten
- Thrivent Advisor Network, LLCinvestment advisernRAUM $6.8B
- Thrivent Asset Management, LLCinvestment adviserbanknRAUM $48B
- Thrivent Distributors, LLCbroker-dealern
- Thrivent Financial For Lutheransinvestment adviserbankpooled vehicle sponsorreal estatecustodianyRAUM $129B
- Thrivent Insurance Agency Inc.real estaten
- Thrivent Trust Companyn
- Thrivent White Rose Endurance Gp II, LLCpooled vehicle sponsorn
- Thrivent White Rose Endurance Gp III, LLCpooled vehicle sponsorn
- Thrivent White Rose Endurance Gp, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp II, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp III, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp IV, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Ix, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp V, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Vi, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Vii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Viii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp X, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xi, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xiii, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xiv, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xv Equity Direct, LLCpooled vehicle sponsorn
- Thrivent White Rose Gp Xv Fund Of Funds, LLCpooled vehicle sponsorn
- Thrivent White Rose Opportunity Fund, Gp, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp I, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp II, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp III, LLCpooled vehicle sponsorn
- Thrivent White Rose Real Estate Gp IV, LLCpooled vehicle sponsorn
Advisers that list Thrivent Investment Management Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minneapolis, Mn · principal | 544 | 236 | 55 | ||
| Appleton, Wi | 94 | 16 | 0 | ||
| Golden Valley, Mn | 43 | 6 | 0 | ||
| Burnsville, Mn | 33 | 9 | 0 | ||
| St Louis, Mo | 30 | 3 | 0 | ||
| Overland Park, Ks | 24 | 4 | 0 | ||
| Downers Grove, Il | 24 | 2 | 1 | ||
| Greenwood Village, Co | 24 | 7 | 0 | ||
| Houston, Tx | 23 | 6 | 0 | ||
| Carmel, In | 23 | 4 | 1 | ||
| Atlanta, Ga | 21 | 7 | 1 | ||
| Fargo, Nd | 21 | 5 | 0 | ||
| Cedarburg, Wi | 21 | 2 | 0 | ||
| Waukesha, Wi | 21 | 4 | 0 | ||
| Chicago, Il | 21 | 4 | 1 | ||
| Scottsdale, Az | 21 | 1 | 0 | ||
| Spokane, Wa | 20 | 5 | 1 | ||
| Madison, Wi | 20 | 3 | 0 | ||
| Sioux Falls, Sd | 20 | 5 | 0 | ||
| Bellevue, Wa | 19 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Golden Valley, MN33 employees
- Downers Grove, IL23 employees
- St Louis, MO22 employees
- Carmel, IN19 employees
- Waukesha, WI18 employees
- Greenwood Village, CO16 employees
- Bellevue, WA15 employees
- Las Vegas, NV15 employees
- Colorado Springs, CO14 employees
- Omaha, NE14 employees
- Burnsville, MN14 employees
- Chicago, IL14 employees
- Alpharetta, GA13 employees
- Glendale, CA12 employees
- Appleton, WI12 employees
- Saint Louis, MO11 employees
- Cedarburg, WI11 employees
- Savannah, GA11 employees
- Minneapolis, MN10 employees
- Charlotte, NC10 employees
- Cottage Grove, MN10 employees
- Del Mar, CA10 employees
- Overland Park, KS10 employees
- Eagan, MN10 employees
- Nashville, TN10 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 10, 2026BIRR, THOMAS JOHN (VICE PRESIDENT) appeared on Schedule A between the filings of 2024-02-22 and 2026-08-10peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 10, 2026OHARA, BRANDON M (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-02-22 and 2026-08-10peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 10, 2026OSBORNE, CHRISTOPHER JOHN (HEAD OF ENTERPRISE SUPERVISION) left Schedule A between the filings of 2024-02-22 and 2026-08-10peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 10, 2026JOHNSON, ARIKA VIKTORIA (DIRECTOR) appeared on Schedule A between the filings of 2024-02-22 and 2026-08-10peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Aug 10, 2026GOLIS, ANDREA CORIN (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-02-22 and 2026-08-10peers: affiliated wealth managers, $20B and over (50)
- client count surgeChange between filings · filing Apr 22, 2026individual and HNW clients (Item 5.D) moved from 76,806.0 to 124,646.0 (+62.0%) between the annual amendments of 2025-04-30 and 2026-04-22; the peer median change was +11.0% (50 comparable advisers, 98.0th percentile of changes)peers: affiliated wealth managers, $20B and over (50) · 98% percentile
Data quality: total accounts (5.F.2.f) is below the private client count (5.D) by half or more on the filing of 2026-08-10
What changed
consecutive filings, newest first
- Accounts · 48,940 to 54,503Feb 11, 2026 to Mar 30, 2026
- Advisory employees · 2,774 to 2,963Feb 11, 2026 to Mar 30, 2026
- BD registered reps · 3,846 to 3,901Feb 11, 2026 to Mar 30, 2026
- Corporate clients · 703 to 819Feb 11, 2026 to Mar 30, 2026
- HNW clients · 13,050 to 17,692Feb 11, 2026 to Mar 30, 2026
- Individual clients · 63,756 to 106,954Feb 11, 2026 to Mar 30, 2026
- Pension plan clients · 3.0 to unsetFeb 11, 2026 to Mar 30, 2026
- Employees · 3,846 to 3,901Feb 11, 2026 to Mar 30, 2026
- Insurance-licensed employees · 94 to 86Feb 11, 2026 to Mar 30, 2026
- State-registered IARs · 2,561 to 3,097Feb 11, 2026 to Mar 30, 2026
- Other offices · 1,169 to 1,226Feb 11, 2026 to Mar 30, 2026
- Discretionary RAUM · $7.1B to $9.5BFeb 11, 2026 to Mar 30, 2026
- HNW RAUM · $8.8B to $11BFeb 11, 2026 to Mar 30, 2026
- Individual RAUM · $8.3B to $8.9BFeb 11, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $10B to $11BFeb 11, 2026 to Mar 30, 2026
- Pension RAUM · $5.3M to $6.3MFeb 11, 2026 to Mar 30, 2026
- RAUM · $17B to $21BFeb 11, 2026 to Mar 30, 2026
- Wrap assets (sponsor) · $10B to $11BFeb 11, 2026 to Mar 30, 2026
- Financial planning clients · More than 500 to More than 500Apr 30, 2025 to Jun 30, 2025
- Accounts · 42,439 to 48,940Jan 9, 2025 to Apr 30, 2025
- Advisory employees · 2,509 to 2,774Jan 9, 2025 to Apr 30, 2025
- BD registered reps · 3,596 to 3,846Jan 9, 2025 to Apr 30, 2025
- Corporate clients · 756 to 703Jan 9, 2025 to Apr 30, 2025
- HNW clients · 9,876 to 13,050Jan 9, 2025 to Apr 30, 2025
- Individual clients · 82,612 to 63,756Jan 9, 2025 to Apr 30, 2025
- Pension plan clients · unset to 3.0Jan 9, 2025 to Apr 30, 2025
- Employees · 3,596 to 3,846Jan 9, 2025 to Apr 30, 2025
- Insurance-licensed employees · 0 to 94Jan 9, 2025 to Apr 30, 2025
- State-registered IARs · 2,605 to 2,561Jan 9, 2025 to Apr 30, 2025
- Other offices · 1,111 to 1,169Jan 9, 2025 to Apr 30, 2025
- Discretionary RAUM · $5.5B to $7.1BJan 9, 2025 to Apr 30, 2025
- HNW RAUM · $6.9B to $8.8BJan 9, 2025 to Apr 30, 2025
- Individual RAUM · $7.6B to $8.3BJan 9, 2025 to Apr 30, 2025
- Non-discretionary RAUM · $9.4B to $10BJan 9, 2025 to Apr 30, 2025
- Pension RAUM · $4.5M to $5.3MJan 9, 2025 to Apr 30, 2025
- RAUM · $15B to $17BJan 9, 2025 to Apr 30, 2025
- Wrap assets (sponsor) · $9.4B to $10BJan 9, 2025 to Apr 30, 2025
- Accounts · 40,990 to 42,439Feb 22, 2024 to Mar 28, 2024
- Advisory employees · 3,005 to 2,509Feb 22, 2024 to Mar 28, 2024
- BD registered reps · 3,548 to 3,596Feb 22, 2024 to Mar 28, 2024
Signals
60 dated events
- Hannah Kim Thieneman registered as an investment adviser representative at Thrivent Investment Management Inc.Sep 16, 2026 · Advisor registered · fact
- Camille Dawn Green added a OK registration at Thrivent Investment Management Inc.Sep 16, 2026 · New state registration · fact
- Rotarnah Seung added a OK registration at Thrivent Investment Management Inc.Sep 16, 2026 · New state registration · fact
- Carrie Alane Rueckl added a OK registration at Thrivent Investment Management Inc.Sep 16, 2026 · New state registration · fact
- Cruz James Lemmerhirt registered as an investment adviser representative at Thrivent Investment Management Inc.Sep 15, 2026 · Advisor registered · fact
- Kristen Graham registered as an investment adviser representative at Thrivent Investment Management Inc.Sep 15, 2026 · Advisor registered · fact
- David Douglas Stay added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Chase Michael Folch Freiermuth added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Chase Michael Folch Freiermuth added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Jacqueline Michelle Harris added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Jacqueline Michelle Harris added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Sebastian M Jones added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Sebastian M Jones added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Brock Nolan Dornink added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Brock Nolan Dornink added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- John Edward James added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Jared R Callies added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Tanner L Howell added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Robert Joshua Pike added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Jared R Callies added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Isabela Rodriguez added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Lillian Mary Timmerman added a OK registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Tanner L Howell added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Matthew Fritz added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Lillian Mary Timmerman added a TX registration at Thrivent Investment Management Inc.Sep 15, 2026 · New state registration · fact
- Gavin Kroener registered as an investment adviser representative at Thrivent Investment Management Inc.Sep 14, 2026 · Advisor registered · fact
- Zachary Jeffrey Tretbar registered as an investment adviser representative at Thrivent Investment Management Inc.Sep 14, 2026 · Advisor registered · fact
- Steven David Esala added a OK registration at Thrivent Investment Management Inc.Sep 14, 2026 · New state registration · fact
- Raeann Kusch added a IN registration at Thrivent Investment Management Inc.Sep 14, 2026 · New state registration · fact
- Braden Nelson added a OK registration at Thrivent Investment Management Inc.Sep 14, 2026 · New state registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thriventreportedpublic record, Form ADV, Sep 17, 2026
- Website
- THRIVENT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-847-4836reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026