DFX Intelligence
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Registered advisor
M••••• K••• S•••••••••
Feed of 09/14/2026
At current firm
1 y
since Jan 23, 2025
In the industry
22 y
since Oct 30, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 23, 2025 · Clayton, Mo
- E•••••••• A•••••••• L•• national BDOct 31, 2003 to Apr 5, 2005 · Clayton, Mo
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to F•••• P••••••• W•••••• L••left Apr 5, 2005, registered Jan 23, 2025 (7233 days) · Affiliated broker-dealer or bank to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address